Draft · SMS Squad Review · January 2026

Incident Management Standard

How we identify, respond to, record and investigate safety, health and wellbeing incidents — together.

What is this Standard?

This Standard establishes the mandatory process for identifying, responding to, recording and investigating Safety, Health & Wellbeing (SH&W) incidents across the Woolworths Group.

It applies to all Woolworths Group operations in Australia and New Zealand — covering every activity that may impact the safety of our people, contractors, visitors, customers, and our assets.

All Business Units must implement this Standard. Where a requirement is not yet in place, a clear implementation plan must exist.

Team Members
Contractors
Visitors
Customers
Operations & Assets

What it covers

Psychosocial injuries
Physical injuries
Near misses
Dangerous incidents
Property damage
Environmental spills
On-road transport
On-site transport
Confidential incidents
LPP incidents

For emergency management requirements, refer to the Emergency and Crisis Management Standard.

Key Definitions

Incident

An unplanned event resulting in, or having the potential to result in, harm, injury, illness, property damage or environmental harm.

Near Miss

An event that could have resulted in harm but did not.

⚠ Dangerous Incident

An incident exposing a person to serious risk from immediate or imminent hazard exposure.

High Potential Event (HiPo)

An incident with potential for catastrophic outcome — regardless of actual outcome.

Notifiable Incident

An incident required to be reported to a regulatory authority under legislation.

Legal Professional Privilege

Confidentiality applied when documents are created primarily for legal advice or anticipated litigation.

Hazard

A condition or situation with the potential to cause harm to people, property or the environment.

Injury / Illness

Physical or psychological harm arising from Woolworths-related activity.

Responsible Manager

The manager accountable for ensuring incident response, recording and review at their site or business unit.

Good incident management converts harm into prevention.

It protects people, ensures compliance, and strengthens how we learn and improve as an organisation. When we manage incidents well, we don't just respond — we prevent the next one.

🛡️
Immediate harm controlled
People are protected first, always.
⚖️
Legal obligations met
Compliance is assured from the start.
🔍
Root causes identified
We look deeper, not just surface fixes.
🔄
Risks prevented from recurring
Learning is shared across the Group.
THE DIFFERENCE IT MAKES

With good management

  • Risk controlled or eliminated
  • Legal compliance assured
  • System improvement
  • Learning culture built
  • Trust strengthened

Without it

  • Ongoing safety risk
  • Regulatory exposure
  • Repeated disruption
  • Blame culture
  • Trust eroded
📦 Case Study

The Falling Pallet

A pallet falls from height in a back dock area. No one is seriously injured — but the potential was catastrophic. Here's what made the difference:

Stage ✕ Poor Management ✓ Good Management
SceneArea not securedArea cordoned immediately
RecordNo record createdIncident recorded within 24 hrs
EvidenceScene disturbedScene preserved
EscalationNo escalationSH&W notified
ComplianceNo regulator assessmentNotifiability assessed
InvestigationNo investigationFull investigation completed
SharingNo communicationSafety Alert shared
ImprovementNo change to controlsStorage system redesigned

What good management creates

🦺
Safety
Risk controlled or eliminated
⚖️
Legal
Compliance assured
⚙️
Operations
System improvement
🤝
Culture
Learning mindset
Reputation
Trust strengthened

Your Role in Incident Management

🏢

Executive Management

  • Provide resources, processes and support
  • Participate in investigations as required
  • Stay informed of serious incidents
  • Participate in consultation
🛡️

BU Head of SH&W

  • Lead injury recovery and wellbeing programmes
  • Escalate serious events to executives
  • Provide guidance on incident management to teams
📋

Management

  • Ensure scene safety immediately
  • Provide first aid
  • Record incidents in S&W Portal within 24hrs
  • Complete allocated review activities
  • Escalate serious incidents to SH&W
🔬

SH&W Lead / Partner

  • Triage incidents and assess severity
  • Support site leaders (incl. after-hours)
  • Conduct ICAM investigations (Level 1 & 2)
  • Report notifiable incidents to regulators
  • Manage regulator interaction
  • Determine Legal Professional Privilege
👷
Team Members — you matter most

Immediately report non-confidential incidents and near misses. Report confidential incidents via a trusted source. Participate in investigations when asked. Your report could prevent the next incident.

The Incident Management Walkthrough

Everything that needs to happen — grouped by phase, with timings and responsibilities at a glance.

A
Respond
Immediate Actions
The first minutes matter most. These activities happen at the scene, right now.
🚨
Immediate

First Response

Provide first aid. Call 000 (AU) / 111 (NZ) if life-threatening. Tag out faulty equipment. Screen for privacy.

First aid 000 / 111 Tag out equipment Cordon area
🔒
Immediate

Preserve the Scene

If potentially notifiable — do not disturb the scene until the regulator confirms otherwise. Exception only to assist an injured person or prevent further harm.

Do not disturb Wait for regulator clearance
📞
Immediate

Support Contacts

Two key numbers for immediate escalation and wellbeing support.

📞 Sonder (wellbeing): 1800 234 561
📞 IMC (escalation): 1800 008 584
B
Notify
Incident Notification
Who needs to know, and when. All incidents are verbally reported immediately.
🗣️
Immediate — verbal

Verbal Report

All incidents must be verbally reported straight away. Contractors, visitors and customers report to their host.

📣
Immediate — call IMC

When to Call IMC

The Incident Management Centre must be contacted for any of these trigger events:

Emergency services attended Regulator notification needed Dangerous occurrence Category 1 or 2 risk HiPo event
⚠️
Examples

Notifiable Events Include

These incident types typically require regulator notification and must be escalated without delay.

Assault Electric shock Structural collapse Falling objects Vehicle incidents Chemical leaks Asbestos exposure
C
Record
Recording & Review
Every incident must be captured in the S&W Portal. Timelines are mandatory.
💻
Within 24 hours

Record in S&W Portal

Create the incident record with all required fields completed promptly.

Incident details Actual consequence Potential consequence Witness details
🗂️
Incident types

Classify the Incident

Incident type determines the workflow and notifications that follow.

Injury / Illness
Damage
Near Miss
Transport / CoR
Environmental
Confidential
🔐
Confidential incidents

When Confidentiality Applies

Certain incidents bypass standard notifications and follow a separate confidential pathway.

Must: Fatalities Must: Suicide Must: Sensitive psychosocial Should: Bullying involving leadership Should: Where TM uncomfortable
⏱️
Within 72 hours

Incident Review

Non-confidential incidents are reviewed through a 3-stage escalation process.

Stage 1: Manager notified Stage 2: 48hr reminder Stage 3: 72hr escalation

Two ratings required: actual consequence + potential consequence.

D
Investigate
Investigation & Closure
Investigation method is matched to consequence level. All investigations must be closed within 21 days.
🔍
Within 21 days

Investigation Method by Level

The right method for the right situation. HSRs and stakeholders are consulted throughout.

LevelMethodReviewed by
4–5Line Manager ReviewSite Manager
35 WhysSite Manager
1–2ICAMHead of Safety
FatalityExternal InvestigatorDirector of Safety
📊
Consequence levels

Severity Rating Scale

Two ratings are required — actual and potential consequence — for every incident.

Level 1Fatality
Level 2Permanent / life-threatening
Level 3Medical >7 days LTI
Level 4Minor medical treatment
Level 5First aid only
Closure checklist

Investigation Closure

May only be closed once all conditions are confirmed and signed off within 21 days.

Investigation complete Details verified as accurate Corrective actions raised Signed off within 21 days
E
Learn
Communication, Training & Assurance
Learning is only valuable when it's shared. These activities close the loop and prevent recurrence.
📢
Ongoing

Share the Learning

De-identified learnings are distributed across the Group. Only de-identified information may be used.

Safety Alerts HiPo Lessons Learnt Management Meetings Toolbox Talks Safety Committee Meetings
🎓
Ongoing

Training Requirements

Investigators must be appropriately qualified and experienced before conducting investigations.

Lead investigators: competency required ICAM investigators: maintain certification 5 Whys: site experience required
📋
Ongoing

Assurance

Incident management processes are reviewed through all three lines of assurance to ensure ongoing compliance.

Line 1 assurance Line 2 assurance Line 3 assurance

The Tools

💻

S&W Portal

The central system for recording, managing and tracking all incidents. All incident records must be created and maintained here.

📞

Incident Management Centre (IMC)

24/7 escalation support for serious incidents. Contact when emergency services attend, for dangerous occurrences, or HiPo events.

📞 1800 008 584
💛

Sonder

Psychosocial support for team members involved in incidents. Available 24/7 for emotional and mental health support.

📞 1800 234 561
🔎

5 Whys

Investigation method for Level 3 incidents. Conducted by site-experienced investigators, reviewed by the Site Manager.

🧪

ICAM Investigation

Used for Level 1–2 incidents. Requires certified investigators and is reviewed by the Head of Safety.

🏛️

External Investigators

Engaged for fatality investigations, reviewed at Director of Safety level.

📄

Lesson Learnt Template

Standardised template for capturing and sharing safety learnings across the Group in de-identified form.

🗣️

Speak Up & Protected Disclosure Policy

Supports team members reporting confidential or sensitive incidents safely, including via trusted sources.

👥

People Advisory

HR support for complex incidents involving team member relations, disciplinary matters or sensitive case management.

🧬

Drug & Alcohol Policy

Applies where drug or alcohol involvement is identified or suspected in an incident.